Federalist #10 Explained and Annotated: Introduction
Below is the Federalist #10, written by James Madison, and reprinted in full. We explain, annotate, and offer context on the Federalist #10.
This essay, titled “The Utility of the Union as a Safeguard Against Domestic Faction and Insurrection (continued),” was written in 1787 as a response to the Anti-Federalists. It supported of the Constitution as opposed to the 1777’s Articles of Confederation. It argued specifically in support of Madison’s bicameral Virginia plan which favored a strong central Republican form of government with a separation of powers over a looser Union of states and a more direct democracy.
Federalist #10 was one of many in the famous the 160-or-so Federalist and Anti-Federalist papers written by Federalists like Alexander Hamilton as well as Anti-Federalists like Patrick Henry. Madison explained the nature of liberty and special interest factions in a democratic society and explained how the Union could safeguard against the problems that arise from the of freedom of association in a well-structured Republic.
“Liberty is to faction what air is to fire, an aliment without which it instantly expires” – James Madison describing how we must address the effects, but not the cause of factions, as the cause is liberty.
“The stile of this confederacy shall be ‘The United States of America.” – The Articles of Confederation established the name of the Union and the sovereignty of the states. The constitution then sought to replace this weak Union with a stronger more republican style of government that could [theoretically] better control factions without jeopardizing the principles of liberty or the Union which allowed for them in the first place.
Explaining Federalist Paper #10.
TIP: Learn more about America’s founding factions the Federalists and Anti-Federalists.
FACT: Madison drafted the Constitution and Bill of Rights. He was the fourth President, co-author of the Federalist papers, led us to victory in the war of 1812, and more. He based our form of government on the great philosophers and great republics. He states here only facts that were known to Greeks like Aristotle, Romans like Livy, Italians like Machiavelli, and northern Europeans like Montesquieu. Liberty and democracies are not without their complications, but the separations of powers and a system of checks and balances can help safeguard a free republic from the coercive, corrosive, and corrupting powers of the special interest groups that can, will, and must form a democratically minded society. As Madison famously says in the essay below, “Liberty is to faction what air is to fire, an aliment without which it instantly expires.” See our page examining Madison’s take on liberty and special interests in a Republic.
TIP: I’ve broken up the paragraphs below, anything in [brackets] is annotations. Otherwise, the wording is untouched.
The Federalist No. 10: The Utility of the Union as a Safeguard Against Domestic Faction and Insurrection (continued)
The Same Subject Continued: The Union as a Safeguard Against Domestic Faction and Insurrection
From the New York Packet.
Friday, November 23, 1787.
Author: James Madison
To the People of the State of New York:
AMONG the numerous advantages promised by a well-constructed Union, none deserves to be more accurately developed than its tendency to break and control the violence of faction.
[Even back before the Articles of Confederation, the 13 states were in a Union via 1777’s Articles of Confederation and Perpetual Union. A “more perfect Union” was the centralized Union being advocated for by the Constitution supporting Federalists like Madison and Hamilton. Madison asserted that “a well-constructed Union” like that proposed by the Constitution would be better at safeguarding the Union against factions. That aside, Madison pointed out that any Union that valued liberty would see the formation of factions. The two factions of note here are the Anti-Federalist faction, and the Federalist faction, which formed to oppose them.]
The friend of popular governments [democratically minded governments, regardless of their form] never finds himself so much alarmed for their character and fate, as when he contemplates their propensity to this dangerous vice.
He will not fail, therefore, to set a due value on any plan which, without violating the principles to which he is attached, provides a proper cure for it.
The instability, injustice, and confusion introduced into the public councils have, in truth, been the mortal diseases under which popular governments have everywhere perished; as they continue to be the favorite and fruitful topics from which the adversaries to liberty derive their most specious declamations.
[Madison was pointing out what those who study the histories of the old Greek, Roman, Middle-eastern, Indian, Chinese, Japanese, Northern European, Slavic, and Maritime Republics know. Special interest factions are often the downfall of popular governments and democratic governments whether or not they are representative republics, direct democracies, or even liberal-monarchies.]
The valuable improvements made by the American constitutions on the popular models, both ancient and modern, cannot certainly be too much admired; but it would be an unwarrantable partiality, to contend that they have as effectually obviated the danger on this side, as was wished and expected.
[Madison pointed out that the unique Union formed by the Articles of Confederation was an improvement on the old governments, but this alone wasn’t enough to safeguard the Union against the insurrection of special interest factions.]
Complaints are everywhere heard from our most considerate and virtuous citizens, equally the friends of public and private faith, and of public and personal liberty, that our governments are too unstable, that the public good is disregarded in the conflicts of rival parties, and that measures are too often decided, not according to the rules of justice and the rights of the minor party, but by the superior force of an interested and overbearing majority.
[Madison was pointing out that factions within the very Democratically minded Union were destabilizing the Union by acting in their own interest rather in the interest of the common good, as the Union lacked the proper safeguards.]
However anxiously we may wish that these complaints had no foundation, the evidence, of known facts will not permit us to deny that they are in some degree true.
It will be found, indeed, on a candid review of our situation, that some of the distresses under which we labor have been erroneously charged on the operation of our governments; but it will be found, at the same time, that other causes will not alone account for many of our heaviest misfortunes; and, particularly, for that prevailing and increasing distrust of public engagements, and alarm for private rights, which are echoed from one end of the continent to the other.
These must be chiefly, if not wholly, effects of the unsteadiness and injustice with which a factious spirit has tainted our public administrations.
By a faction, I understand a number of citizens, whether amounting to a majority or a minority of the whole, who are united and actuated by some common impulse of passion, or of interest, adversed to the rights of other citizens, or to the permanent and aggregate interests of the community.
[Madison clearly stated what he meant when he used the term faction. See our page on special interest factions for more discussion on this.]
There are two methods of curing the mischiefs of faction: the one, by removing its causes; the other, by controlling its effects.
There are again two methods of removing the causes of faction: the one, by destroying the liberty which is essential to its existence; the other, by giving to every citizen the same opinions, the same passions, and the same interests.
[Here he said that we could either remove factions or control the effects of factions. So, we could destroy liberty (and thus take the air out of the room so the fire can’t burn) or we can “shape public opinion” ensuring everyone has the same interests.]
It could never be more truly said than of the first remedy, that it was worse than the disease. Liberty is to faction what air is to fire, an aliment without which it instantly expires. But it could not be less folly to abolish liberty, which is essential to political life, because it nourishes faction, than it would be to wish the annihilation of air, which is essential to animal life, because it imparts to fire its destructive agency.
[i.e. an amazing defense of liberty despite its negative effects]
The second expedient is as impracticable as the first would be unwise. As long as the reason of man continues fallible, and he is at liberty to exercise it, different opinions will be formed.
As long as the connection subsists between his reason and his self-love, his opinions and his passions will have a reciprocal influence on each other; and the former will be objects to which the latter will attach themselves. The diversity in the faculties of men, from which the rights of property originate, is not less an insuperable obstacle to a uniformity of interests.
The protection of these faculties is the first object of government. From the protection of different and unequal faculties of acquiring property, the possession of different degrees and kinds of property immediately results; and from the influence of these on the sentiments and views of the respective proprietors, ensues a division of the society into different interests and parties.
[As Jefferson said, “Once men are free to think, speak, and write, they will naturally declare themselves as different factions. Thus, it is absurd to try to equalize society, be it in opinion or things.” Montesquieu, who influenced Madison, specifically warned that over-equalizing society led to despotism (a sentiment echoed again later in response to Marx). Plus, this solution is, as Madison says, “as impracticable as the first would be unwise.” The protection of the right to form differing opinions is, in fact, “the first object of government.” Thus, we should neither eliminate the liberty to have opinions or the ability to differ in opinion. We must not remove the liberty that led to factions.]
The latent causes of faction are thus sown in the nature of man; and we see them everywhere brought into different degrees of activity, according to the different circumstances of civil society.
A zeal for different opinions concerning religion, concerning government, and many other points, as well of speculation as of practice; an attachment to different leaders ambitiously contending for pre-eminence and power; or to persons of other descriptions whose fortunes have been interesting to the human passions, have, in turn, divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other than to co-operate for their common good.
[Man is more likely to act in his self-interest than for the common good; See Adam Smith’s moral sentiment for how self-interest can work toward the common good.]
So strong is this propensity of mankind to fall into mutual animosities, that where no substantial occasion presents itself, the most frivolous and fanciful distinctions have been sufficient to kindle their unfriendly passions and excite their most violent conflicts.
But the most common and durable source of factions has been the various and unequal distribution of property.
[Madison is pointed out how wealth inequality is the historic downfall of the creation of factions and downfall popular governments.]
Those who hold and those who are without property have ever formed distinct interests in society. Those who are creditors, and those who are debtors, fall under a like discrimination. A landed interest, a manufacturing interest, a mercantile interest, a moneyed interest, with many lesser interests, grow up of necessity in civilized nations, and divide them into different classes, actuated by different sentiments and views.
The regulation of these various and interfering interests forms the principal task of modern legislation, and involves the spirit of party and faction in the necessary and ordinary operations of the government.
[The purpose of government is to regulate the powerful special interests like landowners, bankers, etc. to safeguard the common good… An often forgotten statement it sometimes seems.]
No man is allowed to be a judge in his own cause, because his interest would certainly bias his judgment, and, not improbably, corrupt his integrity.
With equal, nay with greater reason, a body of men are unfit to be both judges and parties at the same time; yet what are many of the most important acts of legislation, but so many judicial determinations, not indeed concerning the rights of single persons, but concerning the rights of large bodies of citizens?
And what are the different classes of legislators but advocates and parties to the causes which they determine? Is a law proposed concerning private debts? It is a question to which the creditors are parties on one side and the debtors on the other.
Justice ought to hold the balance between them. Yet the parties are, and must be, themselves the judges; and the most numerous party, or, in other words, the most powerful faction must be expected to prevail. Shall domestic manufactures be encouraged, and in what degree, by restrictions on foreign manufactures? are questions which would be differently decided by the landed and the manufacturing classes, and probably by neither with a sole regard to justice and the public good.
[Madison was referring to special interest factions, justice, and the common good. It may seem unusually progressive unless you realize he wrote the Constitution and Bill of Rights and helped found the country.]
The apportionment of taxes on the various descriptions of property is an act which seems to require the most exact impartiality; yet there is, perhaps, no legislative act in which greater opportunity and temptation are given to a predominant party to trample on the rules of justice. Every shilling with which they overburden the inferior number, is a shilling saved to their own pockets.
[Madison explained how taxes would be a good safeguard, but cronyism is a very real issue.]
It is in vain to say that enlightened statesmen will be able to adjust these clashing interests, and render them all subservient to the public good. Enlightened statesmen will not always be at the helm. Nor, in many cases, can such an adjustment be made at all without taking into view indirect and remote considerations, which will rarely prevail over the immediate interest which one party may find in disregarding the rights of another or the good of the whole.
[There is no reason to think that democratically chosen statesmen like members of Congress, Presidents, Judges, etc. would be able to force special interest factions to act in the public interest.]
The inference to which we are brought is, that the CAUSES of faction cannot be removed, and that relief is only to be sought in the means of controlling its EFFECTS.
[Thus, we can’t focus on trying to control the causes of special interest; we instead have to control the effects.]
If a faction consists of less than a majority, relief is supplied by the republican principle, which enables the majority to defeat its sinister views by regular vote.
[A Republican government could control the effects of minority interests via regular vote. A minority interest can buy off a single politician, but buying off all of a rotating body of positions in a wide range of states, especially in the day of communication via ink quills and messengers on horses, was impractical).]
It may clog the administration, it may convulse the society; but it will be unable to execute and mask its violence under the forms of the Constitution.
[The Founders designed the Constitution to be slow and messy, with short term limits, balances, and checks, separation of powers, elections, etc. for exactly this reason. The need for deliberation and cooperation was needed to prevent special interests from gaining control of government.]
When a majority is included in a faction, the form of popular government, on the other hand, enables it to sacrifice to its ruling passion or interest both the public good and the rights of other citizens.
To secure the public good and private rights against the danger of such a faction, and at the same time to preserve the spirit and the form of popular government, is then the great object to which our inquiries are directed.
Let me add that it is the great desideratum by which this form of government can be rescued from the opprobrium under which it has so long labored, and be recommended to the esteem and adoption of mankind.
By what means is this object attainable? Evidently by one of two only.
Either the existence of the same passion or interest in a majority at the same time must be prevented, or the majority, having such coexistent passion or interest, must be rendered, by their number and local situation, unable to concert and carry into effect schemes of oppression.
If the impulse and the opportunity be suffered to coincide, we well know that neither moral nor religious motives can be relied on as an adequate control. They are not found to be such on the injustice and violence of individuals, and lose their efficacy in proportion to the number combined together, that is, in proportion as their efficacy becomes needful.
From this view of the subject it may be concluded that a pure democracy, by which I mean a society consisting of a small number of citizens, who assemble and administer the government in person, can admit of no cure for the mischiefs of faction.
A common passion or interest will, in almost every case, be felt by a majority of the whole; a communication and concert result from the form of government itself; and there is nothing to check the inducements to sacrifice the weaker party or an obnoxious individual.
Hence it is that such democracies have ever been spectacles of turbulence and contention; have ever been found incompatible with personal security or the rights of property; and have in general been as short in their lives as they have been violent in their deaths. Theoretic politicians, who have patronized this species of government, have erroneously supposed that by reducing mankind to a perfect equality in their political rights, they would, at the same time, be perfectly equalized and assimilated in their possessions, their opinions, and their passions.
A republic, by which I mean a government in which the scheme of representation takes place, opens a different prospect, and promises the cure for which we are seeking.
Let us examine the points in which it varies from pure democracy, and we shall comprehend both the nature of the cure and the efficacy which it must derive from the Union.
The two great points of difference between a democracy and a republic are: first, the delegation of the government, in the latter, to a small number of citizens elected by the rest; secondly, the greater number of citizens, and greater sphere of country, over which the latter may be extended.
The effect of the first difference is, on the one hand, to refine and enlarge the public views, by passing them through the medium of a chosen body of citizens, whose wisdom may best discern the true interest of their country, and whose patriotism and love of justice will be least likely to sacrifice it to temporary or partial considerations.
Under such a regulation, it may well happen that the public voice, pronounced by the representatives of the people, will be more consonant to the public good than if pronounced by the people themselves, convened for the purpose. On the other hand, the effect may be inverted.
[Madison was making an invisible hand argument when he said, “it may well happen that the public voice, pronounced by the representatives of the people, will be more consonant to the public good than if pronounced by the people themselves, convened for the purpose.” He recognized that the opposite might happen.]
Men of factious tempers, of local prejudices, or of sinister designs, may, by intrigue, by corruption, or by other means, first obtain the suffrages, and then betray the interests, of the people.
[Here describing special interests not in the public interest, as is inherent with cronyism.]
The question resulting is, whether small or extensive republics are more favorable to the election of proper guardians of the public weal; and it is clearly decided in favor of the latter by two obvious considerations:
In the first place, it is to be remarked that, however small the republic may be, the representatives must be raised to a certain number, in order to guard against the cabals of a few; and that, however large it may be, they must be limited to a certain number, in order to guard against the confusion of a multitude. Hence, the number of representatives in the two cases not being in proportion to that of the two constituents, and being proportionally greater in the small republic, it follows that, if the proportion of fit characters be not less in the large than in the small republic, the former will present a greater option, and consequently a greater probability of a fit choice.
In the next place, as each representative will be chosen by a greater number of citizens in the large than in the small republic, it will be more difficult for unworthy candidates to practice with success the vicious arts by which elections are too often carried; and the suffrages of the people being more free, will be more likely to centre in men who possess the most attractive merit and the most diffusive and established characters.
It must be confessed that in this, as in most other cases, there is a mean, on both sides of which inconveniences will be found to lie.
By enlarging too much the number of electors, you render the representatives too little acquainted with all their local circumstances and lesser interests; as by reducing it too much, you render him unduly attached to these, and too little fit to comprehend and pursue great and national objects.
The federal Constitution forms a happy combination in this respect; the great and aggregate interests being referred to the national, the local and particular to the State legislatures.
The other point of difference is, the greater number of citizens and extent of territory which may be brought within the compass of republican than of democratic government; and it is this circumstance principally which renders factious combinations less to be dreaded in the former than in the latter.
The smaller the society, the fewer probably will be the distinct parties and interests composing it; the fewer the distinct parties and interests, the more frequently will a majority be found of the same party; and the smaller the number of individuals composing a majority, and the smaller the compass within which they are placed, the more easily will they concert and execute their plans of oppression.
Extend the sphere, and you take in a greater variety of parties and interests; you make it less probable that a majority of the whole will have a common motive to invade the rights of other citizens; or if such a common motive exists, it will be more difficult for all who feel it to discover their own strength, and to act in unison with each other. Besides other impediments, it may be remarked that, where there is a consciousness of unjust or dishonorable purposes, communication is always checked by distrust in proportion to the number whose concurrence is necessary.
Hence, it clearly appears, that the same advantage which a republic has over a democracy, in controlling the effects of faction, is enjoyed by a large over a small republic,–is enjoyed by the Union over the States composing it.
[In all the above passages he makes a case for “a large republic” over a “small republic” or a “democracy” in safeguarding against the effects of factions.]
Does the advantage consist in the substitution of representatives whose enlightened views and virtuous sentiments render them superior to local prejudices and schemes of injustice?
It will not be denied that the representation of the Union will be most likely to possess these requisite endowments. Does it consist in the greater security afforded by a greater variety of parties, against the event of any one party being able to outnumber and oppress the rest? In an equal degree does the increased variety of parties comprised within the Union, increase this security. Does it, in fine, consist in the greater obstacles opposed to the concert and accomplishment of the secret wishes of an unjust and interested majority? Here, again, the extent of the Union gives it the most palpable advantage.
The influence of factious leaders may kindle a flame within their particular States, but will be unable to spread a general conflagration through the other States.
A religious sect may degenerate into a political faction in a part of the Confederacy; but the variety of sects dispersed over the entire face of it must secure the national councils against any danger from that source.
A rage for paper money, for an abolition of debts, for an equal division of property, or for any other improper or wicked project, will be less apt to pervade the whole body of the Union than a particular member of it; in the same proportion as such a malady is more likely to taint a particular county or district, than an entire State.
In the extent and proper structure of the Union, therefore, we behold a republican remedy for the diseases most incident to republican government. And according to the degree of pleasure and pride we feel in being republicans, ought to be our zeal in cherishing the spirit and supporting the character of Federalists.
[We must form a mixed-government with a strong central power to offset the effects of factions and ensure liberty. We will all be tolerably well if we accept the Union of the Confederacy and don’t do anything crazy like make a push for paper money, for an abolition of debts, for an equal division of property, or for any other improper or wicked project. That was Madison’s view as a founding father, founding philosopher, and all-around American.]
Discussion on James Madison. Pulitzer-prize winning historian Jack N. Rakove discusses Madison, his work, and his influence in an interview with Manuscript Division Chief Jim Hutson.